Forge is a technology innovator in the private market, aiming to deliver a richer future for everyone. The Trade Operations Analyst will oversee transactions on the Forge platform, ensuring compliance with internal requirements and optimizing trading processes.
Responsibilities
- Develop a thorough understanding of Forge's transaction processes and become the deal point person/central source of knowledge for active transactions
- Review and process trade transactions to ensure accuracy and completeness
- Ensure timely and accurate settlement of trades in accordance with internal policies
- Identify potential risks and collaborate with internal teams to mitigate risk
- Ensure all trades comply with internal controls and regulatory (SEC/FINRA) requirements
- Participate in the implementation of new trading systems or upgrades to existing systems
- Work closely with brokers to resolve trade-related issues and ensure smooth settlement
- Interact with external parties such as issuers and clients to ensure a seamless, efficient process
- Communicate effectively with stakeholders to keep them informed about trade operations and issues
- Work cross-functionally with Forge's internal teams, including Business Development, Legal and Compliance
- Maintain accurate and comprehensive records of all trade transactions and operational activities
- Ensure proper documentation and adherence to record-keeping policies
Skills
- Minimum of 1 year of professional experience in operations, consulting, finance, accounting, fund management and/or law
- Superior critical thinking skills and demonstrated success working in an entrepreneurial environment
- Excellent attention to detail and verbal/written communication skills
- Comfort performing in fast, high-pressure situations
- Desire to help the team increase operational efficiency and achieve strategic initiatives
- Ability to work independently and as part of a team
- SIE and Series 99 to be obtained 90 days from date of hire
- Physical requirements: operate a computer for 8 hours per day; give and receive detailed information through verbal and written communication
Company Overview
Forge is a global private securities marketplace creating an accessible, liquid, and transparent private market. It is a sub-organization of The Charles Schwab Corp. It was founded in 2014, and is headquartered in San Francisco, California, USA, with a workforce of 201-500 employees. Its website is https://forgeglobal.com.