Note: The job is a remote job and is open to candidates in USA. AlphaSense is a company that provides AI-driven market intelligence to help professionals make informed decisions. The Compliance Analyst will support content generation while ensuring compliance with legal and regulatory standards by reviewing expert call transcripts and conducting due diligence on calls.
Responsibilities
- Review expert call transcripts to detect and resolve instances of material nonpublic and confidential information in accordance with internal protocols, applicable laws/regulations, and industry standards
- Complete due diligence review of each call, document any violations comprehensively, and escalate non-compliance with Tegus sourcing guidelines as necessary
- Conduct advanced research of financial reports and regulatory filings using internal databases and external resources to determine the extent to which information exists in the public domain
- Proactively manage internal and external communications while maintaining efficiency and adaptability in a fast-paced, time-sensitive environment
- Perform administrative tasks, including but not limited to, inputting, tracking, and maintaining accurate data on processes, transcripts, and workflows, while identifying opportunities to improve operational efficiency
Skills
- 1-2 years of experience as a paralegal, legal assistant, compliance/financial/business analyst, or similar
- Strong transferrable skills, such as research and analysis
- Acute attention to detail and strong reading comprehension with proofreading, drafting, and investigative/research experience
- Ability to effectively prioritize tasks, manage time, and remain highly organized while working independently
- Thrives in a dynamic, fast-paced environment, with the ability to adapt quickly to changing priorities and contribute to innovative solutions that support Tegus' business needs
- Ability to work from 2pm-10pm Pacific Time
Benefits
- Performance-based bonus
- Equity
- Generous benefits program
Company Overview
AlphaSense is a platform harnessing AI to deliver insights, helping professionals make informed, impactful decisions. It is a sub-organization of AlphaSense. It was founded in 2008, and is headquartered in New York, New York, USA, with a workforce of 1001-5000 employees. Its website is https://www.alpha-sense.com/.